360°- service capacity in AML/KYC/CTF, sanctions, fraud-prevention, cyber security and data protection
COMPLOK is dedicated to increasing compliance awareness by delivering professional training and strategic compliance advice. And, we speak to policy decision-makers directly so that they understand our clients’ business realities and technologies. Our clients are financial institutions including small banks, credit companies, virtual currency service providers, and payment service providers.
Our Mission is to increase compliance awareness and promote a culture of compliance by sharing our knowledge.
Our Vision is to connect like-minded people who follow the same ethical values and to build a global compliance hub.
Our headquarter is in Brussels and branch in Tallinn.
Please note that we retain the right to choose the customers we serve.
(+372) 5554 5709
Please contact us for:
Bespoke AML/KYC/CTF sanctions training and workshop for the financial institutions inc. crypto companies
Legal advice for obtaining and keeping cryptocurrency exchange licence
Consulting for AML/CDD controls and systems and compliance initiatives
Risk assessments and gap analysis for the existing processes
Internal Regulation drafting (risk appetite statement, policy, and procedure)
Transaction monitoring rules efficiency analysis
Customised and ready-made compliance courses on e-learning platform
Providing a picture of national and international regulatory markets (for fintech and crypto)
Strategic communications and public affairs capacities so as to have impact on regulation
Reputation management to profile the merits of your efforts and technologies and the key role you play in compliance
Our main Values
We work together with our clients to understand their needs and to offer customized solutions
We are willing to take full responsibility
We communicate clearly and honestly and take initiative for the commitments
COMPLOK e-learning course is dedicated for financial institutions. We offer a modern, flexible and innovative platform to help manage your businesses training activities and increase your compliance awareness. It is a customised and professional learning experience.
Bespoke Classroom Training is an addition to our online training product. We focus on financial institutions including banks, credit companies, virtual currency service providers, payment service providers and other obliged entities as stated in the Money Laundering and Terrorist Financing Prevention Act.
Our Other Services
We provide advice on financial crime prevention matters including a full set of AML Compliance and Know Your Customer Services. We help to recognise the challenges in implementing and enforcing AML legislation regulations.
We will perform a gap analysis for your organisation's AML programmes, guidelines, laws, and regulations. We will interview your senior management and business line leaders and prepare a roadmap with detailed recommendations for improving the AML framework.
We define, identify, analyze, assess and mitigate the AML/CTF/KYC and Compliance related risks of your organization, report major and high-risk findings to your management and formulate Action Plans to resolve the issues. We compare AML policy and other relevant documentation with AML and other relevant legislation and guidelines and making recommendations for adjustments to the AML policy.
We prepare AML/CTF Internal Procedures Manuals and Guidelines for your organization to describe the legal controls that require Financial Institutions and other regulated entities to prevent or report money laundering activities and to keep your organization compliant.
We help to find the professionals and talented key personnel for your organisation's long or short-term AML and Risk Management related employment or projects. We will only approve people who have successfully completed the process of fit and proper to perform the function(s) they apply for.
KNOW YOUR CUSTOMER AND DUE DILIGENCE
We advise your organisation in preparing, following and performing KYC processes and Customer Due Diligence, to verify the identity and facts about your customers and assess their suitability, along with the potential risks of illegal intentions towards the business relationship.
CONSULTATION ON TRANSACTION MONITORING RULES
TM rules will generate reasonable volumes of alerts and decrease the false positive alerts. We provide consultation on transaction monitoring rules, including:
Setting up detailed transaction monitoring rules based on guidelines ensuring that rules are compatible with software
Transaction monitoring software rules overview in order to increase efficiency
Providing recommendations for widening transaction monitoring rules framework necessary to keep up with planned rapid growth of business volumes
STRATEGIC COMMUNICATION AND PUBLIC AFFAIRS
Strategic communications, public affairs which brings together a global network of experts in government relations, legal affairs, association management, public funding as well as reputation and crisis management. Together with our partner Time and Place Consulting we offer combined knowledge and capacities to provide clients with a complete picture of national and international regulatory markets.
“Strengthening our fight against terrorism and cross-border crime, improving cooperation and information-sharing and further developing our common instruments”
— EU COUNCIL / STRATEGIC AGENDA 2019-2024
Use the form below to contact us regarding your enquiry. Please be as detailed as possible. Include your industry along with any specific document requests. To help us best service your enquiry, we recommend that you first describe the issue(s) you face before telling us what you want to achieve. You may also email or call us to book an appointment.