COMPLOK is dedicated to increasing compliance awareness by delivering professional training and strategic compliance advice. And, we speak to policy decision-makers directly so that they understand our clients’ business realities and technologies. Our clients are financial institutions including small banks, credit companies, virtual currency service providers, and payment service providers.
Please contact us for:
Bespoke AML/KYC/CTF sanctions training and workshop for the financial institutions inc. crypto companies
Legal advice for obtaining and keeping cryptocurrency exchange licence
Consulting for AML/CDD controls and systems and compliance initiatives
Risk assessments and gap analysis for the existing processes
Internal Regulation drafting (risk appetite statement, policy, and procedure)
Transaction monitoring rules efficiency analysis
Customised and ready-made compliance courses on e-learning platform
Providing a picture of national and international regulatory markets (for fintech and crypto)
Strategic communications and public affairs capacities so as to have impact on regulation
Reputation management to profile the merits of your efforts and technologies and the key role you play in compliance
Our headquarter is in Brussels and branch in Tallinn.
Please note that we retain the right to choose the customers we serve.
Head of AML Compliance
Mari-Liis is a Financial Professional and Compliance Expert specialised in Financial Crime Prevention. With over 14 years of experience in the heavily regulated financial sector, she is a recognized expert in Anti-Money Laundering (AML), Know Your Customer (KYC), Combating Financing of Terrorism (CFT) and economic sanctions compliance. She has counselled clients in a variety of projects, and managed gap analyses, compliance program reviews, risk assessments, remediation efforts, investigations, and historical transaction reviews. Her client base includes large, complex, global financial institutions, global payments institutions, medium-sized banks, Fintech and digital assets companies, casinos, and multinational corporations. Mari-Liis has held interim senior compliance leadership positions at several regional Financial Institutions providing day-to-day management of their compliance programs and assisting them with remediation efforts, often in the context of a regulatory or criminal enforcement action.
Head of External Affairs
Maarja-Liisa is an expert on communication management, international relations and liaisons. She has been working for the Government Office of Estonia as a Head of Program when Estonia celebrated its centenary. The celebration program lasted almost three years and brought together around 5000 different projects and events. Successful leading of the nation-wide project from ideation to executions brought a high-level recognition - she is the youngest Estonian prized with an Orden of the White Star by the President of the Republic of Estonia. Starting from 2019 she became responsible for organising Tallinn Digital Summit - an event where the frontrunners of digital nations drive the global conversation on digitalisation. With a background of communication and public sector, in Complok she is responsible for leading External Affairs and Public Private Partnership.
Henri is an AML expert specialised in KYC and Sanctions activities. He is a recognized expert in customer enhanced due diligence/on boarding/off boarding and sanctions processes, having extensive experience from key roles in decision-making and customer portfolio analysis in the period of major AML-related de-risking of customer portfolio. Henri held senior positions in Swedbank and has extensive knowledge on Data quality improvement and delivering Pan-Baltic solutions to increase cooperation. With a career of nearly 20 years in Swedbank Henri held various senior positions, combining his competence in corporate business with extensive experience in Risk Management and KYC/AML, including being responsible for consulting and supporting corporate client executives and other employees on KYC/AML/Sanctions issues.
Fintech Legal Expert
Blockchain and Crypto
Marko is a recognized expert for implementing AML/KYC framework for virtual assets in a blockchain. He has been dealing extensively with labor policy in the Ministry of Social Affairs and thereon with tax policy in the Ministry of Finance. He spent couple of years in Belgium, where he worked shortly in the European Commission and then led the taxation working party during the Estonian Presidency of the Council of EU. In 2018, he left the public sector and joined a crypto oriented law firm Oblicity in Estonia. Marko has been advising different ICO, STO, alternative fund raising and investment fund projects. For the last year he has been building the Estonian first compliance incubator for crypto start-ups with a specific focus on KYC/AML requirements. Marko has a unique competence to mitigate restrictive blockchain technology with stringent KYC/AML regulations.
Glenn is specialised in lobbying on anti-money laundering, counter-terrorism financing, consumer protection, fraud prevention and data protection. Glenn first began his career at the American Chamber of Commerce to the EU before becoming Account Executive at a public affairs consultancy. Thereafter, he became a representative in the Brussels office of Lottomatica (now IGT). His last position before deciding to build his own public affairs and association management consultancy (T&P Consulting), was Executive Director for the European Casino Association. He currently is also the Secretary General of the European Enterprise Alliance which represents the interests of employers and entrepreneurs from central and Eastern European countries on the European stage. Glenn regularly produces podcasts (onTaP) on political, social and economic trends, and writes thematic articles for online and paper press. Glenn is fluent in German, English, French, Romanian. He also speaks Italian and Dutch.