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E-LEARNING AND ANTI-FINANCIAL CRIME SERVICES

Increasing 

Compliance Awareness

Professional training and strategic compliance advice in AML, KYC, CTF, sanctions, fraud-prevention, cyber security and data protection

COMPLOK is dedicated to increasing compliance awareness by delivering professional training and strategic compliance advice. We speak to policy decision-makers directly so that they understand our clients’ business realities and technologies. Our clients are financial institutions including small banks, credit companies, virtual currency service providers, casinos, and payment service providers.

Our Mission is to increase compliance awareness and promote a culture of compliance  by sharing our knowledge.
 

Our Vision is to connect like-minded people who follow the same ethical values and to build a global compliance hub.

Our headquarter is in Brussels and branch in Tallinn.

Please note that we retain the right to choose the customers we serve.

Please contact us for:

  • Bespoke AML/KYC/CTF sanctions training and workshop for the financial institutions inc. crypto companies

  • Legal advice for obtaining and keeping cryptocurrency exchange licence

  • Consulting for AML/CDD controls and systems and compliance initiatives

  • Risk assessments and gap analysis for the existing processes

  • Internal Regulation drafting (risk appetite statement, policy, and procedure) 

  • Transaction monitoring rules efficiency analysis

  • Customised and ready-made compliance courses on e-learning platform

  • Providing a picture of national and international regulatory markets (for fintech and crypto)

  • Strategic communications and public affairs capacities so as to have impact on regulation

  • Reputation management to profile the merits of your efforts and technologies and the key role you play in compliance

Our main Values

CUSTOMER FOCUSED

We concentrate on our clients' needs and offer customised solutions

OWNERSHIP

We are willing to take full responsibility for our commitments

TRANSPARENCY

We always communicate clearly and honestly and take initiative 

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COMPLOK  Training

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E-LEARNING 

E-learning is a structured learning experience delivered electronically. E-learning contains live or pre-recorded lecture content, video, quizzes, simulations, games, activities, and other interactive elements. Currently, we offer Anti-Money Laundering and Counter-Terrorism Financing E-learning course developed by AML/CFT experts and it's designed for financial institutions' employees who are not specialised in compliance. Additionally, we're happy to design a customised E-learning experience for your company according to your needs.

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CLASSROOM TRAINING

Our bespoke Classroom Training is designed for  financial institutions including banks, credit companies, virtual currency service providers, payment service providers and other obliged entities as stated in the Money Laundering and Terrorist Financing Prevention Act.

Our Other Services

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CONSULTING

We provide advice on financial crime prevention matters including a full set of AML Compliance and Know Your Customer Services.  We help to recognise the challenges in implementing and enforcing AML legislation regulations.

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GAP ANALYSIS

We will perform a gap analysis for your organisation's AML programmes, guidelines, laws, and regulations. We will interview your senior management and business line leaders and prepare a roadmap with detailed recommendations for improving the AML framework.

RISK ASSESSMENTS

We define, identify, analyze, assess and mitigate the AML/CTF/KYC and Compliance related risks of your organization, report major and high-risk findings to your management and formulate action plans to resolve the issues. We compare AML policy and other relevant documentation with AML and other relevant legislation and guidelines and making recommendations for adjustments to the AML policy.

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INTERNAL REGULATIONS

We prepare AML/CTF Internal  Procedures Manuals and Guidelines for your organization to describe the legal controls that require Financial Institutions and other regulated entities to prevent or report money laundering activities and to keep your organization compliant.

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STAFF RECRUITMENT

We help to find the professionals and talented key personnel for your organisation's long or short-term AML and Risk Management related employment or projects. We will recommend people who are fit and proper to perform the function(s) they apply for.

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KNOW YOUR CUSTOMER AND DUE DILIGENCE

We advise your organisation in preparing, following and performing KYC processes and Customer Due Diligence, to verify the identity and facts about your customers and assess their suitability, along with the potential risks of illegal intentions towards the business relationship.

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CONSULTATION ON TRANSACTION MONITORING RULES

TM rules will generate reasonable volumes of alerts and decrease the false positive alerts. We provide consultation on transaction monitoring rules, including:
 

  • setting up detailed transaction monitoring rules based on guidelines ensuring that rules are compatible with the software;

  • overviewing Transaction monitoring software rules in order to increase efficiency;

  • providing recommendations for widening transaction monitoring rules framework necessary to keep up with planned rapid growth of business volumes.

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STRATEGIC COMMUNICATION AND PUBLIC AFFAIRS

With strategic communication and public affairs, we bring together a global network of experts in government relations, legal affairs, association management, public funding as well as reputation and crisis management. Together with our partner Time and Place Consulting, we offer combined knowledge and capacities to provide you with a complete picture of national and international regulatory markets.

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“Strengthening our fight against terrorism and cross-border crime, improving cooperation and information-sharing and further developing our common instruments”

— EU COUNCIL / STRATEGIC AGENDA 2019-2024

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